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【ホーンブック:米国証券規制法 第7版】

Hazen, T: The Law of Securities Regulation 7th ed. H 876 p. 16

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発行年月 2016年10月
出版社/提供元
出版国 アメリカ合衆国
言語 英語
媒体 冊子
装丁 hardcover
ページ数/巻数 876 p.
ジャンル 洋書/社会科学/法学/商法
ISBN 9780314284549
商品コード 1021590270
国件名 アメリカ合衆国
本の性格 学術書/テキスト
商品URL
参照
https://kw.maruzen.co.jp/ims/itemDetail.html?itmCd=1021590270

内容

Revised to reflect the SEC's the Dodd-Frank and JOBS Acts as well as recent Supreme Court and other case law developments, this Hornbook is totally up to date. It is a comprehensive secondary source for the study of Securities Regulation. Coverage includes definition of "security," registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. The up-to-date discussion of market regulation includes discussion of the role of FINRA, the successor to the regulatory arms of the New York Stock Exchange and the National Association of Securities Dealers.

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