内容

目次

Part I: Disciplinary and Regulatory Proceedings -The Basis of the Jurisdiction -The Right to a Fair Trial -The Common Framework -The Grounds for Disciplinary Action -The Role of Ethical Guides and Codes of Practice -Commencing an Investigation -The Investigation -The Decision to Prosecute -The Tribunal -Pre-trial Issues -Public Hearings -Witnesses, Evidence and Proof -The Hearing -Penalties, Powers and Costs -Appeal and Judicial Review -Regulatory Functions -The Enforcement Powers of the Financial Services Authority -Healthcare Regulation -The Regulation of Legal Services -The Civil Liability of Disciplinary and Regulatory Bodies -The Retrospective Effect of Rule Changes -Data Protection and Freedom of Information Part II: Disciplinary and Regulatory Arrangements in Practice -Practical Advice -Exemplars Appendix -The Human Rights Act 1998