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Regulating (From) the Inside:The Legal Framework for Internal Control in Banks and Financial Institutions '18
Chiu, Iris H-Y
著
発行年月 |
2018年01月 |
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出版国 |
イギリス |
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言語 |
英語 |
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媒体 |
冊子 |
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装丁 |
paper |
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ページ数/巻数 |
360 p. |
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ジャンル |
洋書/社会科学/法学/経済法 |
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ISBN |
9781509920099 |
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商品コード |
1025276610 |
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本の性格 |
学術書/実務向け |
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新刊案内掲載月 |
2017年12月 |
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商品URL
| https://kw.maruzen.co.jp/ims/itemDetail.html?itmCd=1025276610 |
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内容
This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the `governance' effectiveness of internal control.