内容

目次

1. Products and Registrants under Title VII 2. Swap Data Reporting and Public Dissemination 3. Large Trader Reporting 4. External Business Conduct 5. Pay to Play 6. Internal Business Conduct 7. Swap Trading Relationship Documentation, Confirmations, Portfolio Reconciliation, and Portfolio Compression 8. Recordkeeping 9. Mandatory Clearing 10. Position Limits 11. Extraterritorial Application 12. Key Issues for Derivatives End Users 13. Swap Dealer and Major Swap Participant Registration 14. CPO and CTA Registration and Regulation 15. Futures Commission Merchant Registration and Regulation 16. Introducing Broker Registration and Regulation 17. Derivatives Clearing Organization Registration and Regulation 18. SEF Registration and Regulation