目次

About the Book ix Acknowledgments xi About the Author xiii PART I Fintech Regulation and Strategy 1 CHAPTER 1 Regulatory Strategy for Fintech Companies 3 CHAPTER 2 Overview of Financial Services Regulation 17 CHAPTER 3 Regulation in Practice 35 CHAPTER 4 The Financial Services Industry 65 CHAPTER 5 Retail Financial Services Products 77 CHAPTER 6 Wholesale Financial Services Products 99 PART II Selected Regulations in Detail 121 SHEET 1 Alternative Investment Fund Manager Directive 123 SHEET 2 Anti Money Laundering Directive 131 SHEET 3 Bank Recovery and Resolution Directive 139 SHEET 4 Cross–Border Payments Regulation 147 SHEET 5 Consumer Contracts Directive 149 SHEET 6 Consumer Credit Directive 151 SHEET 7 Capital Requirements Directives 155 SHEET 8 Deposit Guarantee Scheme Directive 169 SHEET 9 Distance Marketing in Financial Services Directive 173 SHEET 10 European Market Infrastructure Regulation 177 SHEET 11 Electronic Money Directive 183 SHEET 12 General Data Protection Regulation 187 SHEET 13 Market Abuse Regulation 195 SHEET 14 Mortgage Credit Directive 201 SHEET 15 Markets in Financial Instruments Directive 209 SHEET 16 Packaged Retail and Insurance–based Investment Products Regulation 225 SHEET 17 Payments Services Directive 229 SHEET 18 Rating Agencies Regulation 239 SHEET 19 Undertakings for Collective Investment in Transferable Securities Directive 243 SHEET 20 Unfair Commercial Practices Directive 253 Appendix A Important Definitions from European Legal Texts 257 Appendix B Abbreviations Used for Legal References 277 Index 279