内容

目次

Introduction - Overview of US Regulation; Regulation of Investment Advisers; Regulation of Managers by the US Commodity Futures Trading Commission; US Regulations Impacting Investment Advisers to Employee Benefit Plan (ERISA) Clients; Impact of Investment Company Regulation on Investment Advisers to US-Regulated Funds; Regulation of Asset Managers Conducting Broker-Dealer Activities in the US; The Volcker Rule: Impact on Funds; Marketing Non-US Investment Products to US Investors; US Tax Considerations in Marketing Non-US Investment Products to US Investors; State Regulation of Non-US Investment Advisers and Portfolio Managers; Application of US Economic and Trade Sanctions to Asset Managers outside the US; U.S. Issues for Hedge Funds, Private Equity Funds and Venture Capital Funds; Doing business with State or Local Governments -- Lobbying Issues - "Pay to Play"?; Anti-Trust Issues; Issues when transacting on US securities markets or with US Persons; U.S. Reporting Requirements; Changes to the US Derivati