Baxt, R, Black, A, Hanrahan, P 　著

内容

目次

Part 1. Introduction. Ch. 1. Regualating securities and markets -- Ch. 2. Administration of the securities and financial services laws -- Ch. 3. The statutory definitions -- Part 2. Ch. 4. Regulation of securities offerings -- Ch. 5. Conducting a regulated securities offer -- Ch. 6. Offering financial products other than securities -- Ch. 7. Continuous disclosure -- Ch. 8. Liability for defective disclosure -- Ch. 9. Investor claims for defective disclosure -- Part 3. Markets. Ch. 10. Licensing of market providers -- Ch. 11. Regulation of market participants in the securities markets -- Ch. 12. Enforceability of the ASX listing rules -- Part 4. Intermediaries. Ch. 13. Licensing financial intermediaries -- Ch. 14. The relationship between financial services licensees and their clients -- Part 5. Market conduct. Ch. 15. Mergers and acquisitions -- Ch. 16. Market misconduct, probihited conduct and short sellling -- Ch. 17. Insider trading.