Greene, Edward F., Beller, Alan L., Rosen, Edward J., Silverman, Leslie N., Braverman, Daniel A., Sperber, Sebastian R., Grabar, Nicolas 　著

内容

目次

<U.S. Regulation of the International Securities and Derivatives Markets, 12th Edition, Securities Markets> 1.Statutory and Regulatory Framework 2.Key Considerations for a Foreign Company Accessing the U.S. Capital Markets for the First Time 3.The U.S. Public Offering Process for Foreign Issuers 4.Foreign Issuer Disclosure in the U.S. Public Securities Market 5.Corporate Governance and Similar Requirements Applicable to Reporting Foreign Private Issuers 6.Certain Requirements Relating to Directors, Officers and Major Shareholders of Foreign Private Issuers that are Public Companies in the United States 7.Private Offerings in the United States by Foreign Issuers 8.Financings Outside the United States 9.Tender Offers, Repurchases of Equity Securities, Liability Management; Business Combinations 10.Selected Practical Issues in Cross-Border Offerings 11.Enforcement of the U.S. Securities Laws 12.Categorization and Regulation of Securities 13.The U.S.-Canadian Multijurisdictional Disclosure System 14.Foreign and Foreign-Owned Broker-Dealers 15.Foreign Investment Companies 16.Foreign and Foreign-Owned Investment Advisers Table of Cases Table of SEC Releases Table of No-Action Letters Table of Federal Reserve Board Orders Index <U.S. Regulation of the International Securities and Derivatives Markets, 11th Edition> PART ONE 1.Statutory and Regulatory Framework 2.SEC Registration Process for U.S. Public Offerings by Foreign Issuers 3.Foreign Issuer Disclosure in the U.S. Public Securities Market 4.Obligations of Reporting Foreign Issuers and Their Shareholders 5.Private Offerings in the United States by Foreign Issuers 6.Financings Outside the United States 7.Selected Practical Issues in Cross-Border Offerings 8.Selected EU Financial Services Directives on Securities Offerings and Ongoing Reporting 9.Reporting of Large Shareholdings, Tender and Exchange Offers and Business Combinations 10.The U.S.-Canadian Multijurisdictional Disclosure System 11.Enforcement of the U.S. Securities Laws PART TWO 12.Classification of Securities and Derivative Instruments 13.Key Considerations for Derivatives End Users 14.Foreign and Foreign-Owned Broker-Dealers and Futures Commission Merchants 15.Foreign and Foreign-Owned Swap and Security-Based Swap Dealers 16.Foreign and Foreign-Owned Major Participants in Swaps and Security-Based Swaps 17.Foreign and Foreign-Owned Investment Advisers and Commodity Trading Advisors 18.Foreign Investment Companies and Commodity Pool Operators 19.Major Banking Law Considerations for Banks and Other Financial Companies in the International Securities Business Table of Cases Table of SEC Releases Table of No-Action Letters Table of Federal Reserve Board Orders Table of CFTC Interpretative Letters Index