Bleker-Van Eyk, Sylvie, Houben, Raf 　著

内容

目次

PART I – HUMAN BEHAVIOR 1. Why Humans Get Organized: From Cave-Dweller to Mars Explorer 2. Ethics and Integrity Management 3. Compliance Management 4. Managing Organizational Integrity and Leadership 5. Conditioning Compliance 6. Conflicts of Interest PART II – ORGANIZATIONS AND RISK MANAGEMENT 7. Corporate Governance 8. Risk Management 9. Monitoring Risk Compliance and Integrity 10. Stakeholder and Reputation Management PART III – REGULATION, SUPERVISION AND ENFORCEMENT 11. Regulation and Supervision on Financial Markets 12. Regulatory Compliance and Enforcement 13. Supervision of Conduct and Culture 14. Financial Markets and Compliance PART IV – CAPITA SELECTA 15. Fraud and Internal Investigations 16. Extraterritorial Jurisdiction 17. Anti-Bribery & Corruption 18. Export Controls & Sanctions 19. Information Management and Privacy 20. Duty of Care 21. Market Abuse 22. Competition